News

ESMA Publishes Opinion on Asset Segregation

The European Securities and Markets Authority (ESMA) has published an opinion to the EU Commission, Council and the Parliament setting out possible clarifications of legislative provisions under the Alternative Investment Fund Managers Directive (AIFMD) and…

Brexit: ESMA Issues Sector Specific Opinions on R...

The European Securities and Markets Authority (ESMA) has published three opinions setting out sector-specific principles aimed at supporting supervisory convergence in the context of requests from UK financial market participants seeking to relocate to the…

Bank of England Publishes a Consultation Paper on...

The Bank of England has published a consultation Paper (CP) which sets out the Prudential Regulation Authority’s (PRA’s) proposals on a cash flow mismatch risk (CFMR) framework and other PRA methodologies for assessing firms’ liquidity…

IOSCO Publishes Consultations on Recommendations ...

The International Organization of Securities Commissions (IOSCO) recently published the consultation paper titled Recommendations of Liquidity Risk Management for Collective Investment Schemes, which seeks to address structural vulnerabilities arising from asset management activities, as part of…

MiFID 2 Best execution – New Q&A on SF...

The European Securities and Markets Authority (ESMA) has updated its Question and Answers (Q&As) regarding the implementation of the Market in Financial Instruments Directive (MiFID II) and Regulation (MiFIR). In response to question 15 in…

ESMA Consults on the Evaluation of the Short-Sell...

The European Securities and Markets Authority (ESMA) has launched a consultation regarding its future technical advice to the European Commission on the Short-Selling Regulation (SSR). ESMA is consulting on the three main elements of its…

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