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Recent Documents

Industry Guides

The below documents are here for you to download, however, we encourage you to make sure you ratify these with your legal advisors to ensure they are fit for purpose.

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Securities Lending Guides

These guides are aimed at Beneficial Owners and are designed to highlight the issues that should be considered.

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Market Practice & Regulatory Policy

The below documents are here for you to download, however, we encourage you to make sure you ratify these with your legal advisors to ensure they are fit for purpose.

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Agent Lender Disclosure (ALD)

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Legal and Regulatory

Working Group Objective: To provide membership with updated information on any current regulatory/legal issues as well as providing an opportunity to share and obtain market intel.

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Tax

Working Group Objective: Enables tax professionals and tax operational practitioners to exchange views, discuss market changes, and address industry-wide issues.

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UCITS

Working Group Objective: This group was formed to provide responses to UCITS directive and UCITS V.  It followed this up with review of regulation adoption and has been ustilies to share intel as directive/regulation has been implemented as well as ensuring a consensus interpretation of the rules

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Market Practice

Working Group Objective: Enables operational practitioners to share intel, raise specific ops issues and discuss pending market changes.

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